- You will not pay for:
- Account use, connection or access
- Volume or quantity of activity
- Real-time or streaming quotes
- Standard withdrawals or deposits
- “Minimum balance” maintenance costs
- “No-activity” maintenance costs
- You will pay for:
- Full Transfer Out of Account ($75)
- Partial Transfer Out ($50)
- Physical Stock Certificates ($150)
- Deposit of Physical Stock Certificates ($50)
- Legend Removal Fee RULE 144 or 1933 ($150)
- Safekeeping Fee for Physical Stock Certificates ($50)
- Outgoing Wire Transfer ($30)
- Cheque Stop Payment ($20)
- NSF Cheque/Returned Items ($30)
- Express Cheque Delivery ($25)
We may pass-through, or request fees for manual, complex or risk-involved services like foreign securities custody, Rule 144 sales, special investment products, free stock transfers, COD transactions, and other institutional or non-automated services. Cashiering services such as overnight delivery, returned checks, returned ACH transactions, and stop payments may also incur fees.
Additionally, we pass on regulatory levies on the sales of equity transactions at a current rate of $22.40 charged for every $1,000,000.00 in sales. This fee is listed on your official trade confirmation if applicable.2
If you have questions about any fees appearing in your account, please call us at (888) 280-0277, e-mail us, or click Live Help. We’ll review your activity immediately and provide an explanation for the charges.
Please see the disclosures page for additional information regarding this section.
